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Daniel Erben

Oppenheimer & CO. INC.
25 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker
View SEC Summary
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Daniel Erben is a registered investment advisor at Oppenheimer & CO. INC., based in Saddle Brook, NJ, with 25 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Pehle Avenue, Suite 307, Park 80 West - Plaza One, 3rd Flr,, Saddle Brook, NJ, 07663

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2026
Customer Dispute
January 2026
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
April 2026 - Present · 6 mos
Oppenheimer & CO. INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
TD Private Client Wealth LLC
November 2018 - March 2026 · 7 yrs 4 mos
TD Private Client Wealth LLCBroker
October 2018 - March 2026 · 7 yrs 5 mos
Family Management Securities, LLCBroker
August 2005 - April 2018 · 12 yrs 8 mos
Ust Securities CORP.Broker
October 2003 - August 2005 · 1 yr 10 mos
Ust Financial Services CORP.Broker
May 2000 - August 2001 · 1 yr 3 mos
First Investors CorporationBroker
October 1998 - April 2000 · 1 yr 6 mos
Weiss, Peck & Greer, L.L.C.Broker
February 1998 - September 1998 · 7 mos
State Registrations19 states
AZCACTDEFLGAILLANCNHNJNMNVNYOHPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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