Catherine Allen-Carlozo
Catherine Allen-Carlozo is a CFP-designated registered investment advisor at Hfm Investment Advisors, LLC, based in Glassboro, NJ, with 31 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 527 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
HFM also charges 1.00% annually for TIAA annuities only. Advisory fee is negotiable at HFM's sole discretion.
Fee Estimator
Location
102 West High Street, Suite 200, Glassboro, NJ, 08028
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2007Employment History
Current Registrations
Hfm Investment Advisors, LLC
Previous Registrations
M Financial Planning Services, INC
LPL Financial LLC
LPL Financial LLCBroker
PNC Investments
PNC InvestmentsBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.