William Fox
William Fox is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Austin, TX, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5920 W William Cannon Drive, Building 7 Suite 201, Austin, TX, 78749
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2022Customer Dispute
November 2019Customer Dispute
November 2019Other Business ActivitiesSells Insurance
William operates The Fox Alliance and The Fox Alliance Wealth Advisors as DBAs for his LPL business, and TFA Capital Management LLC for tax/investment purposes, dedicating about half his time to these activities. He also works as an agent selling non-variable insurance, including IUL and term life, spending a few hours per week on this, and provides mortgage brokerage services for minimal time per month.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cetera Investment Advisers LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
New England Securities Corporation
New England SecuritiesBroker
New England SecuritiesBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.