Thomas Small
Thomas Small is a CFP-designated registered investment advisor at LPL Financial LLC, based in East Lansing, MI, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
735 W Lake Lansing Rd Ste 100, East Lansing, MI, 48823
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas operates Michigan Money Management Advisers LLC as a DBA for his LPL business. He also sells non-variable insurance/term life through Prudential, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Michigan Money Management Advisers, LLC
Triad Advisors LLCBroker
Michigan Money Management Advisers, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Security First Financial, INC.Broker
440 Financial Distributors, INC.Broker
Bisys Fund Services Limited PartnershipBroker
First of America Brokerage Service, INC.Broker
Prescott, Ball & Turben, INC.Broker
Transco SecuritiesBroker
Wellshire Securities, INC.Broker
Security Pacific Brokers, INC.Broker
The Stuart-James Company, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.