Kirk Sempsrott
Kirk Sempsrott is a registered investment advisor at LPL Financial LLC, based in East Lansing, MI, with 18 years of industry experience. Kirk is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3444 E Lake Lansing Rd, East Lansing, MI, 48823-1511
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2016Regulatory
August 2013Civil
March 2013Other Business ActivitiesSells Insurance
Kirk operates Diversified Portfolio Wealth Management as a DBA for his LPL business, dedicating about a quarter of his time. He also uses Diversified Portfolio Wealth Management LLC for non-variable insurance and spends minimal time on it, and Sempsrott, Inc. as a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Sigma Financial CorporationBroker
Principal Securities, INC.
Principal Securities, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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