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Travis Pasma

LPL Financial LLC
22 Years of Experience
East Lansing, MI
1 DisclosureBroker
View SEC Summary
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Travis Pasma is a registered investment advisor at LPL Financial LLC, based in East Lansing, MI, with 22 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

311 Abbot Rd, East Lansing, MI, 48823

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History

Regulatory History (1)
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Criminal
April 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Travis operates under several DBAs for his LPL business, including MSUFCU Financial Solutions, TrulyU Wealth Management and Investment Services, and TrulyU. He also has a home-based hobby business that takes minimal time.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.Broker
July 2019 - May 2022 · 2 yrs 10 mos
CUNA Brokerage Services, INC.
July 2019 - May 2022 · 2 yrs 10 mos
Cuso Financial Services, L.P.
September 2016 - July 2019 · 2 yrs 10 mos
Cuso Financial Services, L.P.Broker
September 2016 - July 2019 · 2 yrs 10 mos
Spc
March 2011 - September 2016 · 5 yrs 6 mos
Sigma Financial CorporationBroker
July 2007 - September 2016 · 9 yrs 2 mos
Ameriprise Financial Services, INC.Broker
April 2004 - August 2007 · 3 yrs 4 mos
Ids Life Insurance CompanyBroker
April 2004 - July 2006 · 2 yrs 3 mos
State Registrations17 states
CAFLGAILINMDMIMNMSNCOHSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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