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Robert Long

37 Years of Experience
Minneapolis, MN
3 DisclosuresBroker

Robert Long is a registered investment advisor, based in Minneapolis, MN, with 37 years of industry experience.

Location

900 2nd Avenue South, Suite 1500, Minneapolis, MN, 55402

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Denied
Customer Dispute
November 2009
Award / Judgment
Customer Dispute
November 2008
Denied
Other Business Activities

Robert owns rental property since 1990 and dedicates minimal time to management and oversight. This activity is not investment-related.

Employment History
Current Registrations
Van Clemens & CO. IncorporatedBroker
September 2023 - Present · 2 yrs 8 mos
Van Clemens Wealth Management, LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
The Oak Ridge Financial Services Group, INC
August 2018 - September 2023 · 5 yrs 1 mo
The Oak Ridge Financial Services Group, INC.Broker
August 2018 - September 2023 · 5 yrs 1 mo
The Oak Ridge Financial Services Group, INC
August 2018 - August 2018 · 0 mos
Feltl Advisors
September 2013 - September 2018 · 5 yrs
Feltl Advisors
June 2013 - December 2013 · 6 mos
Feltl & CompanyBroker
January 2012 - September 2018 · 6 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2008 - February 2012 · 4 yrs 1 mo
Oppenheimer & CO. INC.
January 2008 - February 2012 · 4 yrs 1 mo
RBC Dain Rauscher INC.
January 2006 - January 2008 · 2 yrs
RBC Dain Rauscher INC.Broker
January 2000 - January 2008 · 8 yrs
Dean Witter Reynolds INC.Broker
April 1994 - February 2000 · 5 yrs 10 mos
Piper Jaffray INC.Broker
January 1989 - May 1994 · 5 yrs 4 mos
State Registrations9 states
AZCAFLIAMNNESCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Long - Financial Advisor | TrueAdvisor