JC
JC
Jorge Chain is a registered investment advisor, based in Boca Raton, FL, with 32 years of industry experience.
Location
Boca Raton, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2001Settled
Other Business ActivitiesSells Insurance
Jorge is involved with B. Riley Wealth Insurance, where he approves or rejects insurance business submitted by representatives. This activity, which is investment-related, takes nearly full-time hours.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
February 2022 - Present · 4 yrs 3 mos
B. Riley Wealth Management
February 2022 - Present · 4 yrs 3 mos
B. Riley Wealth Advisors, INC.
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
National Securities CorporationBroker
March 2017 - July 2022 · 5 yrs 4 mos
Mwa Financial Services, INC.
August 2015 - November 2015 · 3 mos
Mwa Financial Services INC.Broker
August 2015 - November 2015 · 3 mos
International Assets Investment Management, LLC
September 2013 - November 2013 · 2 mos
International Assets Advisory, LLCBroker
August 2013 - November 2013 · 3 mos
Camarda Wealth Advisory Group
May 2012 - October 2012 · 5 mos
LPL Financial LLC
February 2011 - December 2011 · 10 mos
LPL Financial LLCBroker
February 2011 - December 2011 · 10 mos
Cuso Financial Services, L.P.
March 2008 - February 2011 · 2 yrs 11 mos
Cuso Financial Services, L.P.Broker
March 2008 - February 2011 · 2 yrs 11 mos
AXA Advisors, LLC
August 2007 - March 2008 · 7 mos
AXA Advisors, LLCBroker
August 2007 - March 2008 · 7 mos
Fifth Third Securities, INC.
August 2006 - June 2007 · 10 mos
Fifth Third Securities, INC.Broker
July 2006 - June 2007 · 11 mos
Uvest Financial Services Group, INC.
September 2005 - April 2006 · 7 mos
Uvest Financial Services Group, INC.Broker
August 2005 - April 2006 · 8 mos
Banc of America Investment Services, INC.
October 2004 - July 2005 · 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - July 2005 · 9 mos
Quick & Reilly, INC.
November 2003 - October 2004 · 11 mos
Quick & Reilly, INC.Broker
November 2003 - October 2004 · 11 mos
Wachovia Securities, LLC
January 2002 - November 2003 · 1 yr 10 mos
Wachovia Securities, LLCBroker
January 2002 - November 2003 · 1 yr 10 mos
Wachovia Securities, INC.Broker
July 2001 - January 2002 · 6 mos
Wm Financial Services, INC.Broker
August 2000 - June 2001 · 10 mos
First Union Brokerage Services, INC.Broker
July 1995 - July 2000 · 5 yrs
Essex National Securities, INC.Broker
February 1995 - July 1995 · 5 mos
Independent Financial Securities, INC.Broker
May 1994 - July 1995 · 1 yr 2 mos
Financial Horizons Securities CorporationBroker
May 1992 - December 1993 · 1 yr 7 mos
Citicorp Investment ServicesBroker
May 1992 - May 1994 · 2 yrs
Compulife Investor Services, INC.Broker
August 1991 - February 1992 · 6 mos
Nwnl Management CorporationBroker
July 1991 - August 1991 · 1 mo
Eden Financial Services, INC.Broker
September 1990 - January 1991 · 4 mos
Great Western Financial Securities CorporationBroker
August 1990 - February 1991 · 6 mos
Pruco Securities CorporationBroker
January 1990 - February 1990 · 1 mo
The Prudential Insurance Company of AmericaBroker
January 1990 - February 1990 · 1 mo
Corporate Securities Group, INC.Broker
June 1989 - August 1989 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1987 - October 1988 · 1 yr 4 mos
Corporate Securities Group, INC.Broker
July 1986 - May 1987 · 10 mos
State Registrations10 states
AKFLHIIDMNNDNMOKORUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.