Jeffrey Diehl
Jeffrey Diehl is a registered investment advisor at Osaic Wealth, INC., based in Appleton, WI, with 39 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
222 S State Street, Appleton, WI, 54911
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Regulatory History (1)
Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Jeffrey is the President/Owner of The Advisory Group, Inc., overseeing operations and maintaining client relationships, dedicating about half of his time. He is also a board member at Midwest Solars, Inc., spending about 10-20% of his time, and a Member/Owner of Vintage Partners, LLC, which owns the building housing his financial services business and conducts his consulting business, spending a few hours per week. He also works as an advisor/educator for BTA Advisory Group / BMI Consulting.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Packerland Brokerage Services, INC.Broker
Fsc Securities CorporationBroker
Sii Investments, INC.Broker
Walnut Street Securities, INC.Broker
Harbour Investments, INC.Broker
Secura Investments, INC.Broker
MML Investors Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.