Craig Surprise
Craig Surprise is a registered investment advisor at Osaic Wealth, INC., based in Appleton, WI, with 25 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5107 North Ballard Rd., Suite 200, Appleton, WI, 54913
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2021Customer Dispute
May 2017Regulatory
February 2000Other Business ActivitiesSells Insurance
Craig is an Investment Advisor Representative at Legacy Investment Services Inc., providing life insurance, fixed annuities, and long-term care products, and also sells fixed insurance products through DBA Craig Surprise, spending a few hours per week on these activities. Craig also owns a duplex rental property and dedicates minimal time to maintenance.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
United Securities Alliance, INC.Broker
Wma Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.