Theodore Balthazor
Theodore Balthazor is a registered investment advisor at Osaic Wealth, INC., based in Appleton, WI, with 29 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2 N Systems Dr, Appleton, WI, 54914
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Regulatory History (2)
Customer Dispute
March 2023Regulatory
August 2016Other Business ActivitiesSells Insurance
Theodore is an independent insurance agent with Balthazor & Strube Financial & Ins. Services since 1997, selling life, health, LTC, disability, and annuity products, dedicating about a quarter of his time. Theodore is also the president of Balthazor Strube Financial, spending nearly full-time hours on paperwork, prospecting, compliance, and client meetings.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Packerland Brokerage Services, INC.
Packerland Brokerage Services, INC.Broker
Packerland Brokerage Services, INC.
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.