Armand Fisher
Armand Fisher is a registered investment advisor at Osaic Wealth, INC., based in Rocky Hill, CT, with 39 years of industry experience. Armand operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
100 Corporate Place, Suite 130, Rocky Hill, CT, 06067
Get directionsHistory
Regulatory History (10)
Regulatory
December 2015Customer Dispute
November 2015Customer Dispute
October 2015Regulatory
September 2015Customer Dispute
April 2014Customer Dispute
January 2014Customer Dispute
July 2010Customer Dispute
April 2009Customer Dispute
February 2004Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Armand is involved in real estate sales, owns a percentage of property, and is a member of Manning Group LLC. He also sells life insurance, fixed annuities, LTC, and DI insurance, and works as an agent for Highland Capital Brokerage selling non-variable life insurance, dedicating nearly full-time hours to Independence Financial Partners.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Metlife Securities INC.
Metlife Securities INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Washington Square Securities, INC.Broker
Chubb Securities CorporationBroker
Broad Reach Capital, INC.Broker
Walnut Street Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.