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Robert House

39 Years of Experience
Little Rock, AR
1 DisclosureBrokerSells Insurance

Robert House is a registered investment advisor at Amuni Financial, INC., based in Little Rock, AR, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 252 clients with $160M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
Number of Clients
252 clients
Average Client Portfolio
$634K average
Assets Under Management
$159.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Amuni Financial manages investments through various programs, each with its own fee structure. The fees are a percentage of the assets in your account. The exact fee you pay depends on the specific program you choose and may be negotiable. The combination of fees for Amuni and any third-party managers will not exceed 3%.

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Location

1501 N University Ave, Suite 330, Little Rock, AR, 72207

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Closed-No Action
Other Business ActivitiesSells Insurance

Robert has a life insurance license in Arkansas, but will notify American Municipal Securities before conducting any insurance business. He is also a member of B&L House Rentals, LLC, a single-family rental home, dedicating minimal time to this activity.

Employment History
Current Registrations
Amuni Financial, INC.
September 2003 - Present · 22 yrs 7 mos
Amuni Financial, INC.Broker
April 2001 - Present · 25 yrs
Previous Registrations
Marion Bass Securities CorporationBroker
December 1992 - April 2001 · 8 yrs 4 mos
Powell & Satterfield, INC.Broker
August 1990 - December 1992 · 2 yrs 4 mos
First American Securities, INC.Broker
February 1990 - August 1990 · 6 mos
Swink & Company, INC.Broker
August 1986 - January 1990 · 3 yrs 5 mos
State Registrations31 states
ALARCACODEFLGAIAILINLAMDMIMNMOMSNCNJNMNYOHOKPAPRSCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.