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Robert House

Amuni Financial, INC.
40 Years of Experience
Little Rock, AR
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert House is a registered investment advisor at Amuni Financial, INC., based in Little Rock, AR, with 40 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 283 clients with $190M in assets under management.

Amuni Financial, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
Number of Clients
283 clients
Average Client Portfolio
$688K average
Assets Under Management
$194.6M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee is generally up to 3.00% depending on the selected program. Fees are negotiable based on account size and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1501 N University Ave, Suite 330, Little Rock, AR, 72207

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert has a life insurance license in Arkansas, but will notify American Municipal Securities before conducting any insurance business. He is also a member of B&L House Rentals, LLC, a single-family rental home, dedicating minimal time to this activity.

Employment History
Current Registrations
Amuni Financial, INC.
September 2003 - Present · 23 yrs 1 mo
Amuni Financial, INC.Broker
April 2001 - Present · 25 yrs 6 mos
Previous Registrations
Marion Bass Securities CorporationBroker
December 1992 - April 2001 · 8 yrs 4 mos
Powell & Satterfield, INC.Broker
August 1990 - December 1992 · 2 yrs 4 mos
First American Securities, INC.Broker
February 1990 - August 1990 · 6 mos
Swink & Company, INC.Broker
August 1986 - January 1990 · 3 yrs 5 mos
State Registrations32 states
ALARCACODCDEFLGAIAILINLAMDMIMNMOMSNCNJNMNYOHOKPAPRSCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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