Gabriel Caponetto
Gabriel Caponetto is a registered investment advisor at UBS Financial Services INC., based in Red Bank, NJ, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
140 Broad Street, Suite 100, Red Bank, NJ, 07701
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Regulatory History (1)
Customer Dispute
April 2025Other Business Activities
Gabriel is a member of a committee with management or supervisory functions at Kona Investment Group, Inc., where he markets and creates interior designs and staging for customers and manages relationships. He has been involved with this activity since 2015.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Essex National Securities, LLC
Essex National Securities, LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Newbridge Securities CorporationBroker
Investors Capital CORP.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.