Stephen Kagawa
Stephen Kagawa is a registered investment advisor at Syndicated Capital, INC., based in Monrovia, CA, with 32 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 465 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard annual fee is 2%, which is negotiable with advisors. Management fees are deducted quarterly in advance based on the average of the previous quarter's three-month-end balances. Clients may also incur ticket charges, custodial fees, and mutual fund expenses.
Fee Estimator
Location
825 S Primrose Avenue, Suite E, Monrovia, CA, 91016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is the President & CEO of The Pacific Bridge Companies, Inc., which includes several subsidiaries related to insurance, wealth resources, investment services, real estate, and consulting. He also owns Japan Translation Services, Inc. and is a single member of IMUA Investments, LLC and IMUA Ohana, dedicating about two-thirds of his time to Pacific Bridge Companies.
Employment History
Current Registrations
Syndicated Capital, INC.
Syndicated Capital, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Linsco/private Ledger CORP.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Resources, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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