James Davis
James Davis is a CFP-designated registered investment advisor at The Financial Advisory Group, based in San Francisco, CA, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 135 clients.
Compensation
Firm Size
IM Fee
Fee Structure
The Financial Advisory Group charges an annual fee that is determined at the time an agreement is entered into. The fee is billed quarterly, in advance. The annual fee compensates TFAG for its commitment to be available to assist the client and for its due diligence on assets held. The annual fee is based upon anticipated hours that the client will require over many years. If the annual service level exceeds the estimated hours, or includes activities beyond the level anticipated at the time the agreement was entered into, additional charges may be made. The annual fee will be revisited and adjusted periodically and may be adjusted upward, if annual service levels are greater than anticipated, or lowered if annual service levels are less than anticipated.
Location
San Francisco, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a sole proprietor of Davis Insurance Services, offering insurance consulting and brokerage, including fixed insurance and annuities, dedicating minimal time. He also owns a business focused on product design, development, and distribution, spending about 10-20% of his time, and runs Davis Tax Consulting/Service, spending about 10-20% of his time. Finally, James is a sole proprietor of The Financial Advisory Group, a registered investment advisor, spending about 10-20% of his time.
Employment History
Current Registrations
The Financial Advisory Group
Centaurus Financial, INC.Broker
Previous Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Financial Planners Equity CorporationBroker
Cypress Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.