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Jairo Rodriguez

39 Years of Experience
Garden City, NY
6 DisclosuresBrokerSells Insurance

Jairo Rodriguez is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Garden City, NY, with 39 years of industry experience. Jairo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1305 Franklin Ave, Ste 270, Garden City, NY, 11530

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2020
Judgment / Lien
May 2019
Judgment / Lien
May 2019
Judgment / Lien
February 2019
Judgment / Lien
November 2018
Judgment / Lien
April 2018
Other Business ActivitiesSells Insurance

Jairo may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2012 - Present · 13 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
September 1986 - Present · 39 yrs 8 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
September 1986 - January 2002 · 15 yrs 4 mos
State Registrations4 states
CAFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jairo Rodriguez - Financial Advisor | TrueAdvisor