Frances Frazer Moore

Waterloo Capital

39 Years of Experience

1 DisclosureMay Earn Commission

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

2801 Via Fortuna, Suite 250, Austin, TX, 78746

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History

Regulatory History (1)

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Customer Dispute

January 2011

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Frances is the Treasurer of the Endowment Fund for All Saints Episcopal Church since January 2023, which is not investment related. She is also a Partner and Advisor with MAM Group LLC dba AMG Wealth Advisors, where she manages client assets.

Employment History

Current Registrations

Waterloo Capital

April 2018 - Present · 7 yrs 10 mos

Previous Registrations

Raymond James & Associates, INC.

February 2013 - April 2018 · 5 yrs 2 mos

Raymond James & Associates, INC.Broker

February 2013 - April 2018 · 5 yrs 2 mos

Morgan Keegan & Company, INC.

March 1996 - February 2013 · 16 yrs 11 mos

Morgan Keegan & Company, INC.Broker

March 1996 - February 2013 · 16 yrs 11 mos

Nationsbanc Capital Markets, INC.Broker

January 1991 - April 1996 · 5 yrs 3 mos

Ncnb Securities, INC.Broker

April 1990 - January 1991 · 9 mos

Isfa CorporationBroker

February 1988 - June 1989 · 1 yr 4 mos

Ncnb Texas Securities, INC.Broker

November 1987 - April 1990 · 2 yrs 5 mos

Republicbank Financial Markets, INC.Broker

August 1986 - November 1987 · 1 yr 3 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.