Elizabeth Mock-Hernandez
Elizabeth Mock-Hernandez is a registered investment advisor at Waterloo Capital, based in Austin, TX, with 21 years of industry experience. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 2,797 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum advisory fee is 2.0% and is negotiable. Sub-adviser or model manager platform fees are charged in addition to the advisory fee.
Fee Estimator
Location
2801 Via Fortuna, Suite 250, Austin, TX, 78746
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2012Customer Dispute
July 2010Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Elizabeth owns Enterprises International, where she does Spanish translation, dedicating a few hours per week. She is also the president of MABACARE and a board member of Abundant Life Foundation, and is insurance licensed.
Employment History
Current Registrations
Waterloo Capital
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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