James Wells is a registered investment advisor, based in Winter Haven, FL, with 39 years of industry experience.
Location
521 West Central Avenue, Winter Haven, FL, 33880
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including fixed insurance sales, motivational products and services, trust guidance, real estate, portfolio management through Wells Investments, and a non-profit for military families. He also provides guidance to owners of an online college consulting business.
Employment History
Current Registrations
Valor Financial Securities LLCBroker
Wells Global Investment Advisers LLC
Wells Investments, INC.
Previous Registrations
Multi-Financial Securities CorporationBroker
Ifg Network Securities, INC.Broker
Buckhead Financial CorporationBroker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Oppenheimer & CO., INC.Broker
Allen & Company of Florida, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.