Stephen Brozak is a registered investment advisor at Wbb Securities, LLC, based in Cranford, NJ, with 40 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable and do not exceed 2.50% in total. Clients also pay a $7.50 per trade confirmation fee.
Fee Estimator
Location
20 Commerce Dr, Ste 135, Cranford, NJ, 07016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is the sole owner of Brozak, DeJean & Associates, LLC, a non-investment related LLC for tax purposes only. He spends minimal time on this activity.
Employment History
Current Registrations
Wbb Securities, LLC
Wbb Securities, LLCBroker
Previous Registrations
Vanguard CapitalBroker
Advest, INC.Broker
Alex. Brown & Sons IncorporatedBroker
Cowen & CO.Broker
Dean Witter Reynolds INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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