Stephen Gilbertpaul Brozak

Wbb Securities, LLC

39 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Wbb Securities, LLC

Compensation

Fee-Only (AUM)

Firm Size

3 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Location

20 Commerce Dr, Ste 135, Cranford, NJ, 07016

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Stephen is the sole owner of Brozak, DeJean & Associates, LLC, a non-investment related LLC for tax purposes only. He spends minimal time on this activity.

Employment History

Current Registrations

Wbb Securities, LLC

June 2004 - Present · 21 yrs 8 mos

Wbb Securities, LLCBroker

January 2002 - Present · 24 yrs 1 mo

Previous Registrations

Vanguard CapitalBroker

July 1997 - February 2002 · 4 yrs 7 mos

Advest, INC.Broker

December 1992 - July 1997 · 4 yrs 7 mos

Alex. Brown & Sons IncorporatedBroker

August 1991 - January 1993 · 1 yr 5 mos

Cowen & CO.Broker

July 1988 - August 1991 · 3 yrs 1 mo

Dean Witter Reynolds INC.Broker

September 1986 - July 1988 · 1 yr 10 mos

State Registrations7 states

CACOFLINNJNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.