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Eugene Singer

Empire Financial Management Company, LLC
40 Years of Experience
Holmdel, NJ
7 DisclosuresBroker
View SEC Summary
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Eugene Singer is a registered investment advisor at Empire Financial Management Company, LLC, based in Holmdel, NJ, with 40 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 983 clients with $710M in assets under management.

Empire Financial Management Company, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
983 clients
Average Client Portfolio
$718K average
Assets Under Management
$706.0M

Fee Structure

Minimum Investment:$150K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Fees are individually negotiated and range between approximately 0.5% and 1.75% based on a sliding scale of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 Crawfords Corner Road, Suite 3128, Holmdel, NJ, 07733-2151

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Settled
Customer Dispute
June 2012
Settled
Customer Dispute
October 2004
Closed-No Action
Customer Dispute
June 2003
Settled
Regulatory
September 2002
Final
Customer Dispute
November 2001
Settled
Customer Dispute
July 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empire Financial Management Company, LLC
March 2021 - Present · 5 yrs 7 mos
Empire Asset Management Company
June 2015 - Present · 11 yrs 4 mos
Empire Asset Management CompanyBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Tribal Capital Markets, LLCBroker
September 1995 - July 2015 · 19 yrs 10 mos
Federated Management INC.Broker
September 1986 - October 1995 · 9 yrs 1 mo
State Registrations23 states
AZCACOCTFLGAILLAMDMEMIMNNCNJNVNYOHORPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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