JM
JM

Jason Muscari

24 Years of Experience
New York, NY
1 DisclosureBroker

Jason Muscari is a registered investment advisor at Empire Financial Management Company, LLC, based in New York, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 983 clients with $710M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
11 advisors
Number of Clients
983 clients
Average Client Portfolio
$718K average
Assets Under Management
$706.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Empire Financial Management's fees are individually negotiated and range from 0.5% to 2.5% of the value of your portfolio annually. The fees are calculated based on the market value of the assets at the end of each quarter. Fees are typically charged quarterly in arrears, but for accounts held at RBC, fees can be charged in advance.

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Location

29 Broadway, 12th Floor, New York, NY, 10006

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2010
Denied
Other Business Activities

Jason is the CEO and President of JAM Planning & Consulting, which he uses as an entity for business expenses. He dedicates full-time hours to this activity.

Employment History
Current Registrations
Empire Financial Management Company, LLC
March 2021 - Present · 5 yrs 1 mo
Empire Asset Management CompanyBroker
July 2010 - Present · 15 yrs 9 mos
Previous Registrations
Chicago Investment Group, LLCBroker
October 2008 - July 2010 · 1 yr 9 mos
National Securities CorporationBroker
November 2006 - October 2008 · 1 yr 11 mos
Sky Capital LLCBroker
August 2002 - November 2006 · 4 yrs 3 mos
The Thornwater Company, L.P.Broker
July 2001 - August 2002 · 1 yr 1 mo
State Registrations40 states
ALARAZCACOCTDCDEFLGAHIIAILINKSLAMAMDMIMNMONCNDNHNJNVNYOHOKORPAPRRISCTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Muscari - Financial Advisor | TrueAdvisor