Kevin Heal is a registered investment advisor at Argus Investors' Counsel, INC., based in New York, NY, with 31 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 303 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10.0M - $30.0M | 0.63% |
| $30.0M - $50.0M | 0.50% |
| $50M+ | 0.25% |
Fees are negotiable and vary based on factors such as account type and size. The schedule lists the maximum rates for each tier; actual rates may be lower (starting at 0.75% for accounts under $3M, 0.50% for the first $10M, 0.40% for the next $20M, 0.30% for the following $20M, and 0.20% for assets over $50M).
Fee Estimator
Location
61 Broadway, Suite 1910, New York, NY, 10006-2761
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin is a passive investor in a real estate partnership called Chicago Land & Title. He spends minimal time on this activity.
Employment History
Current Registrations
Argus Investors' Counsel, INC.
Previous Registrations
Triad Securities CORPBroker
Triad Securities CORPBroker
Callahan Financial Services, INC.Broker
The Princeridge Group LLCBroker
Cohen & Company Capital Markets, LLCBroker
Cohen & Company Securities, LLCBroker
Sterne, Agee & Leach, INC.Broker
Bnp Paribas Securities CORP.Broker
Deutsche Banc Alex. Brown INC.Broker
Painewebber IncorporatedBroker
Garban Securities, INC.Broker
Garvin Guybutler CorporationBroker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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