DM
DM
David Mcdowell
37 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
David Mcdowell is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2011Denied
Customer Dispute
March 2009Denied
Employment History
Current Registrations
Morgan Stanley
June 2016 - Present · 10 yrs 1 mo
Morgan StanleyBroker
June 2016 - Present · 10 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - June 2016 · 9 yrs 1 mo
Citigroup Global Markets INC.
May 2007 - June 2016 · 9 yrs 1 mo
Citicorp Investment Services
June 2005 - May 2007 · 1 yr 11 mos
Citicorp Investment ServicesBroker
June 2005 - May 2007 · 1 yr 11 mos
Janney Montgomery Scott LLC
May 2005 - July 2005 · 2 mos
Janney Montgomery Scott LLCBroker
November 2002 - July 2005 · 2 yrs 8 mos
Ladenburg, Thalmann & CO., INC.Broker
November 2002 - December 2002 · 1 mo
Ladenburg Capital Management INC.Broker
January 2002 - November 2002 · 10 mos
Ladenburg, Thalmann & CO., INC.Broker
March 1998 - January 2002 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
January 1996 - March 1998 · 2 yrs 2 mos
Painewebber IncorporatedBroker
June 1992 - January 1996 · 3 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - June 1992 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
March 1988 - May 1989 · 1 yr 2 mos
State Registrations29 states
AZCACOCTDCDEFLGAILINMAMDMEMIMONCNHNJNYOHPARISCTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.