WH
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William Hicks
15 Years of Experience
Seattle, WA
1 Disclosure
William Hicks is a registered investment advisor at Sapling Wealth Management, based in Seattle, WA, with 15 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 47 clients with $63M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
47 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$63.1M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $7.0M | 1.00% |
| $7M+ | 0.85% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Seattle, WA
Get directionsHistory
Regulatory History (1)
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Criminal
July 2003Final Disposition
Employment History
Current Registrations
Sapling Wealth Management
January 2011 - Present · 15 yrs 4 mos
State Registrations2 states
TXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.