William Fenwick
William Fenwick is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9300 Shelbyville Rd Ste 1305, Louisville, KY, 40222
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2019Customer Dispute
May 2017Customer Dispute
January 2017Customer Dispute
April 2006Other Business Activities
William operates Fenwick Financial Group as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Kentucky Securities CORP
First Kentucky Securities CorporationBroker
First Kentucky Securities CORP
Advest, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.