RC
RC
Robert Cummins is a registered investment advisor at Morgan Stanley, based in Burlingame, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
216 Lorton Avenue, Suite 200, Burlingame, CA, 94010
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2001Closed-No Action
Employment History
Current Registrations
Morgan Stanley
May 2025 - Present · 1 yr 2 mos
Morgan StanleyBroker
May 2025 - Present · 1 yr 2 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - June 2025 · 27 yrs 11 mos
UBS Financial Services INC.Broker
July 1991 - June 2025 · 33 yrs 11 mos
Franklin Distributors, INC.Broker
May 1989 - July 1991 · 2 yrs 2 mos
State Registrations29 states
AZCACODCFLGAHIIDILMAMDMIMOMTNCNJNMNVNYOHORSCSDTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.