Sanh Vuong is a registered investment advisor at Morgan Stanley, based in Burlingame, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
216 Lorton Avenue, Suite 200, Burlingame, CA, 94010
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Regulatory History (1)
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Customer Dispute
March 2015Denied
Other Business Activities
Sanh owns rental property in Alameda, California, since November 2017. This investment-related activity involves property management and takes minimal time during business hours.
Employment History
Current Registrations
Morgan StanleyBroker
November 2021 - Present · 4 yrs 7 mos
Morgan Stanley
November 2021 - Present · 4 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - November 2021 · 14 yrs 6 mos
Citigroup Global Markets INC.
May 2007 - November 2021 · 14 yrs 6 mos
Citicorp Investment Services
September 2006 - May 2007 · 8 mos
Citicorp Investment ServicesBroker
September 2006 - May 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2006 - October 2006 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - October 2006 · 6 mos
TD Waterhouse Investor Services, INC.Broker
March 2004 - February 2006 · 1 yr 11 mos
TD Waterhouse Investor Services, INC.
March 2004 - February 2006 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
August 2002 - January 2004 · 1 yr 5 mos
Wells Fargo Investments, LLC
August 2002 - January 2004 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
May 1999 - August 2002 · 3 yrs 3 mos
D.A. Davidson & CO.Broker
April 1998 - May 1999 · 1 yr 1 mo
Painewebber IncorporatedBroker
September 1997 - February 1998 · 5 mos
State Registrations17 states
AKAZCACOCTDEFLHIMINJNVNYOHORPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.