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Sanh Vuong

Morgan Stanley
28 Years of Experience
Burlingame, CA
1 DisclosureBroker
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Sanh Vuong is a registered investment advisor at Morgan Stanley, based in Burlingame, CA, with 28 years of industry experience. Sanh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

216 Lorton Avenue, Suite 200, Burlingame, CA, 94010

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Denied
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Other Business Activities

Sanh owns rental property in Alameda, California, since November 2017. This investment-related activity involves property management and takes minimal time during business hours.

Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 11 mos
Morgan Stanley
November 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - November 2021 · 14 yrs 6 mos
Citigroup Global Markets INC.
May 2007 - November 2021 · 14 yrs 6 mos
Citicorp Investment Services
September 2006 - May 2007 · 8 mos
Citicorp Investment ServicesBroker
September 2006 - May 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2006 - October 2006 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - October 2006 · 6 mos
TD Waterhouse Investor Services, INC.Broker
March 2004 - February 2006 · 1 yr 11 mos
TD Waterhouse Investor Services, INC.
March 2004 - February 2006 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
August 2002 - January 2004 · 1 yr 5 mos
Wells Fargo Investments, LLC
August 2002 - January 2004 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
May 1999 - August 2002 · 3 yrs 3 mos
D.A. Davidson & CO.Broker
April 1998 - May 1999 · 1 yr 1 mo
Painewebber IncorporatedBroker
September 1997 - February 1998 · 5 mos
State Registrations18 states
AKALAZCACOCTDEFLHIMINJNVNYOHORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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