Timothy Scannell is a registered investment advisor, based in Valparaiso, IN, with 40 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
15 N Franklin, Suite 100, Valparaiso, IN, 46383
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Settled
Customer Dispute
January 2009Closed-No Action
Regulatory
August 2000Final
Regulatory
April 1999Final
Employment History
Current Registrations
Hightower Securities, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Hightower Securities, LLC
December 2008 - Present · 17 yrs 10 mos
Hightower Advisors, LLC
October 2008 - Present · 18 yrs
Previous Registrations
First Heartland Consultants, INC.
August 2001 - October 2008 · 7 yrs 2 mos
First Heartland Capital, INC.Broker
July 2001 - October 2008 · 7 yrs 3 mos
Tjm Investments, LLCBroker
May 1999 - December 1999 · 7 mos
Marquis Financial Services, INC.Broker
February 1998 - May 2002 · 4 yrs 3 mos
Pinnacle Financial Consultants, INC.Broker
March 1996 - January 1998 · 1 yr 10 mos
Transamerica Financial Resources, INC.Broker
August 1992 - August 1996 · 4 yrs
New England SecuritiesBroker
February 1988 - August 1992 · 4 yrs 6 mos
John Hancock Distributors, INC.Broker
September 1986 - February 1988 · 1 yr 5 mos
State Registrations9 states
AZCAFLILINMINVOHWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Nicholas Kilburg, CFPAvantax Planning Partners, INC.
- Mark Rosinski, CFPDunes Financial
- Mark Anleitner, CFPCwm, LLC
- Wesley Barnes, CFPMariner
- Jayson Johnson, CFPPrivate Advisor Group, LLC
- Lukas Duffy, CFP