Adena Smith
Adena Smith is a registered investment advisor at Wells Fargo Advisors, based in Beverly Hills, CA, with 40 years of industry experience. Adena is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
433 N Camden Dr 9th Fl, Beverly Hills, CA, 90210
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Adena serves as power of attorney for her mother-in-law and teaches financial literacy to high school girls through Rock the Street, Wall Street. She also serves as treasurer for the Turning Point School Board, assisting with financial matters.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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