JL
JL

John Lindquist

37 Years of Experience
Austin, TX
1 DisclosureBroker

John Lindquist is a registered investment advisor, based in Austin, TX, with 37 years of industry experience.

Location

Austin, TX

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2003
Final
Other Business Activities

John is involved with NorthView Capital Partners, LLC, a holding company for a FINRA BD, handling administration, supervision, and accounting. This takes about 10-20% of his time, including a few hours per week during trading hours.

Employment History
Current Registrations
Northview Advisors LLCBroker
September 2023 - Present · 2 yrs 8 mos
World Equity Group, INC.
February 2014 - Present · 12 yrs 3 mos
World Equity Group, INC.Broker
February 2014 - Present · 12 yrs 3 mos
World Equity Group, INC.
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Quint Capital CorporationBroker
October 2022 - September 2024 · 1 yr 11 mos
International Assets Advisory, LLCBroker
April 2012 - May 2014 · 2 yrs 1 mo
Woodstock Financial Group, INC.
February 2011 - May 2012 · 1 yr 3 mos
Woodstock Financial Group, INC.Broker
August 2010 - May 2012 · 1 yr 9 mos
Crescent Securities Group, INC.Broker
August 2010 - August 2010 · 0 mos
Aps Financial CorporationBroker
January 1995 - August 2010 · 15 yrs 7 mos
Aps Financial CorporationBroker
August 1991 - December 1994 · 3 yrs 4 mos
Gruntal & CO. IncorporatedBroker
May 1990 - August 1991 · 1 yr 3 mos
Shearson Lehman Hutton INC.Broker
December 1987 - December 1989 · 2 yrs
State Registrations3 states
FLGATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Lindquist - Financial Advisor | TrueAdvisor