JB
CFP
JB
CFP

John Barringer

39 Years of Experience
Greenwood Village, CO
1 DisclosureBrokerSells Insurance

John Barringer is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Greenwood Village, CO, with 39 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

5655 S Yosemite Ste 300, Greenwood Village, CO, 80111

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2003
Denied
Other Business ActivitiesSells Insurance

John is a registered agent for Barringer Family LLC, handling bookkeeping for inherited real estate holdings, and a contributing editor for MyStockOptions.com. He is also a managing partner at Executive Wealth Planning and a financial professional at FFEC Wealth Partners, dedicating about a quarter of his time to the latter.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 3 mos
Cetera Wealth Services, LLC
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
Vista Private Wealth Partners LLC
January 2015 - December 2017 · 2 yrs 11 mos
First Financial Equity Corporation
January 2015 - April 2022 · 7 yrs 3 mos
First Financial Equity CorporationBroker
January 2015 - April 2022 · 7 yrs 3 mos
Morgan Stanley
June 2009 - January 2015 · 5 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2015 · 5 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 1999 - April 2007 · 7 yrs 10 mos
Morgan Stanley Dw INC.Broker
September 1986 - April 2007 · 20 yrs 7 mos
Dunhill Investments LTD.Broker
September 1986 - February 1987 · 5 mos
State Registrations9 states
AZCACOFLMIMOMTNMWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Barringer - Financial Advisor | TrueAdvisor