George Lares
George Lares is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenwood Village, CO, with 42 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5655 S Yosemite Ste 300, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (4)
Regulatory
July 2006Employment Separation After Allegations
June 2005Criminal
May 2005Customer Dispute
September 2001Other Business Activities
George owns rental property since 1993 and is a limited partner in Goldenbluffs LLC, a real estate business, since 2015, dedicating minimal time to each. He is also a Senior Vice President - Investments at FFEC Wealth Partners, a financial services firm, spending about a quarter of his time there.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
First Financial Equity Corporation
First Financial Equity CorporationBroker
Piper Jaffray & CO.Broker
Piper Jaffray & CO.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Stanford Group Company
Stanford Group CompanyBroker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.