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David Elliott

Cetera Investment Advisers LLC
33 Years of Experience
Greenwood Village, CO
1 DisclosureBroker
View SEC Summary
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David Elliott is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenwood Village, CO, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

5299 Dtc Blvd, Suite 800, Greenwood Village, CO, 80111

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History

Regulatory History (1)
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Customer Dispute
June 2001
Denied
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Other Business Activities

David co-owns a townhome with Quyen Huynh as a rental property, acquired in March 2025. David spends minimal time on this activity, utilizing a property manager.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2026 - Present · 8 mos
Cetera Investment Services LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Thrivent Investment Management INC.Broker
September 2024 - January 2026 · 1 yr 4 mos
Thrivent Investment Management INC.
September 2024 - January 2026 · 1 yr 4 mos
Ameriprise Financial Services, LLC
August 2021 - October 2023 · 2 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2021 - October 2023 · 2 yrs 2 mos
Waddell & Reed
January 2008 - April 2021 · 13 yrs 3 mos
Waddell & ReedBroker
December 2007 - April 2021 · 13 yrs 4 mos
Ing Financial Partners, INC.Broker
May 2007 - October 2007 · 5 mos
Allstate Financial Services, LLCBroker
August 2005 - May 2007 · 1 yr 9 mos
Nylife Securities INC.Broker
February 2004 - August 2004 · 6 mos
Legend Advisory CORP
March 2002 - January 2004 · 1 yr 10 mos
Legend Equities CorporationBroker
September 2001 - January 2004 · 2 yrs 4 mos
American Express Financial Advisors INC.Broker
January 1993 - September 2001 · 8 yrs 8 mos
Ids Life Insurance CompanyBroker
January 1993 - September 2001 · 8 yrs 8 mos
Ids Life Insurance CompanyBroker
November 1992 - December 1992 · 1 mo
American Express Financial Advisors INC.Broker
November 1992 - December 1992 · 1 mo
Washington Square Securities, INC.Broker
October 1992 - December 1992 · 2 mos
American Express Financial Advisors INC.Broker
December 1988 - October 1990 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
December 1988 - October 1990 · 1 yr 10 mos
State Registrations42 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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