KF
KF
Kerry Farley
36 Years of Experience
Clearwater, FL
1 DisclosureBroker
Kerry Farley is a registered investment advisor at Cetera Investment Advisers LLC, based in Clearwater, FL, with 36 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
3021 Enterprise Road East, Clearwater, FL, 33759
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2019Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - September 2018 · 2 yrs
Suntrust Investment Services, INC.
November 2009 - December 2016 · 7 yrs 1 mo
Suntrust Investment Services, INC.Broker
October 2009 - September 2018 · 8 yrs 11 mos
Colonial Asset Management INC
December 2008 - October 2009 · 10 mos
Colonial Brokerage, INC.Broker
November 2008 - October 2009 · 11 mos
Uvest Financial Services Group, INC.
June 2006 - May 2008 · 1 yr 11 mos
Uvest Financial Services Group, INC.Broker
May 2006 - May 2008 · 2 yrs
Morgan Stanley
January 2005 - April 2006 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
January 2005 - April 2006 · 1 yr 3 mos
Raymond James & Associates, INC.Broker
May 1989 - August 2004 · 15 yrs 3 mos
State Registrations11 states
ALCOFLGAILKYMINHNYOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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