Stephen Pfaff
Stephen Pfaff is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Clearwater, FL, with 30 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2807 Sun Glow Way, Clearwater, FL, 33761
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2018Other Business ActivitiesSells Insurance
Stephen is an insurance agent since 1991, selling life, health, annuities, and long-term care insurance, dedicating a few hours per week. He also co-owns and manages San Damiano Properties MO LLC, an investment property, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Atlantic Coast Securities CorporationBroker
Ffp Securities, INC.Broker
Capital Analysts, IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.