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Francisco Leon

Cetera Investment Advisers LLC
17 Years of Experience
Clearwater, FL
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Francisco Leon is a registered investment advisor at Cetera Investment Advisers LLC, based in Clearwater, FL, with 17 years of industry experience. Francisco is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

715 S Fort Harrison Ave, Clearwater, FL, 33756

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History

Regulatory History (6)
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Customer Dispute
January 2020
Settled
Customer Dispute
October 2019
Settled
Customer Dispute
November 2018
Withdrawn
Customer Dispute
September 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
April 2018
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2015 - Present · 10 yrs 10 mos
Cetera Investment Services LLC
December 2015 - Present · 10 yrs 10 mos
Cetera Investment Services LLCBroker
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Oriental Financial Services CORP.
November 2015 - November 2015 · 0 mos
Oriental Financial Services CORP.Broker
March 2009 - November 2015 · 6 yrs 8 mos
State Registrations13 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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