JG
JG
Jeffrey Goldberg
36 Years of Experience
New York, NY
1 DisclosureBroker
Jeffrey Goldberg is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
320 Park Avenue, Fl 9, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1998Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.Broker
December 2021 - Present · 4 yrs 7 mos
Previous Registrations
TD Ameritrade, INC.
November 2007 - January 2021 · 13 yrs 2 mos
TD Ameritrade Investment Management, LLC
November 2007 - December 2020 · 13 yrs 1 mo
TD Ameritrade, INC.Broker
November 2007 - January 2021 · 13 yrs 2 mos
Chase Investment Services CORP.
August 2007 - October 2007 · 2 mos
Chase Investment Services CORP.Broker
August 2007 - October 2007 · 2 mos
Charles Schwab & CO., INC.Broker
April 2000 - May 2007 · 7 yrs 1 mo
Pruco Securities CorporationBroker
December 1998 - March 2000 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
August 1988 - February 1999 · 10 yrs 6 mos
State Registrations51 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.