Richard Ballou
Richard Ballou is a registered investment advisor at Janney Montgomery Scott LLC, based in Atlanta, GA, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
3560 Lenox Road NE, Suite 1100, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1997Other Business Activities
Richard is the founder of Venture 24 LLC, providing consulting services, and the owner/co-founder of Powerflex Select LLC, an e-commerce business. He also serves on the investment committee for the Lucky Mud Club Foundation and on the board of directors for Knuckies Hoagies.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Columbia Management Investment Distributors, INC.Broker
Columbia Management Investment Advisers, LLC
Bofa Advisors, LLC
Columbia Management Advisors, INC.
Stein Roe & Farnham Incorporated
Columbia Management Distributors, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
Liberty Funds Distributor, INC.Broker
Colonial Investment ServicesBroker
Wheat, First Securities, INC.Broker
Interstate/johnson Lane CorporationBroker
Krupp Securities CorporationBroker
Putnam Financial Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.