Gary Gygi
Gary Gygi is a registered investment advisor at Union Capital Company, based in Cedar Hills, UT, with 39 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 414 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5.0M - $10.0M | 1.75% |
| $10M+ | 1.75% |
Fees range from 0.60% to 2.00% for assets up to $5M, and 0.40% to 1.75% for assets between $5M and $10M. Fees are negotiable for accounts over $10M and depending on account size, prior relationship, or other factors.
Fee Estimator
Location
4674 West 9980 North, Cedar Hills, UT, 84062
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2017Customer Dispute
September 2017Regulatory
August 2007Customer Dispute
September 2000Other Business ActivitiesSells Insurance
Gary is the owner of RIA firm Gygi Capital Management. He is also an insurance agent licensed in Utah and Florida, selling insurance products outside of variable insurance products conducted through his broker-dealer affiliation.
Employment History
Current Registrations
Union Capital CompanyBroker
Union Capital Company
Gygi Capital Management
Previous Registrations
Wbb Securities, LLC
Wbb Securities, LLCBroker
Eagle Gate Securities, INC.Broker
Eagle Gate Securities,inc.
Morgan Stanley
Morgan Stanley Dw INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.