Patrick Norris is a CFP-designated registered investment advisor at Hsbc Securities (USA) INC., based in Buffalo, NY, with 34 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Location
239 Van Rensselaer Street, Floor 2, Buffalo, NY, 14210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services. This is in addition to his role as a registered representative with HSBC Securities (USA) Inc.
Employment History
Current Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Previous Registrations
The Fi Group, INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Fis Securities, INC.Broker
Allmerica Investments, INC.Broker
Legend Capital CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mlb Investments, LTD.Broker
Monmouth Investments, INC.Broker
Hibbard Brown & CO., INC.Broker
J. W. Gant & Associates, INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.