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Patricia Schneider

Hsbc Securities (USA) INC.
28 Years of Experience
Buffalo, NY
1 DisclosureBroker
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Patricia Schneider is a registered investment advisor at Hsbc Securities (USA) INC., based in Buffalo, NY, with 28 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,108 clients with $3.8B in assets under management.

Hsbc Securities (USA) INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
375 advisors
Number of Clients
12,108 clients
Average Client Portfolio
$317K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are generally negotiable and can be discounted at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

239 Van Rensselaer Street, Buffalo, NY, 14210

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History

Regulatory History (1)
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Financial
July 2017
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patricia is dually employed as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services, alongside her role as a registered representative with HSBC Securities (USA) Inc. She also works as a teacher and costume/prop mistress at Amazin'Grace Dance Studio for a few hours per week and serves as Treasurer for Lakeview Estates Associates, a homeowners association, dedicating a few hours per week.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
June 2020 - Present · 6 yrs 4 mos
Hsbc Securities (USA) INC.Broker
March 2014 - Present · 12 yrs 7 mos
Hsbc Securities (USA) INC.
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Hsbc Securities (USA) INC.
June 2015 - April 2019 · 3 yrs 10 mos
Cco Investment Services CORP.Broker
January 2011 - February 2014 · 3 yrs 1 mo
Community Investment Services, INC.Broker
January 2001 - September 2010 · 9 yrs 8 mos
Conseco Securities, INC.Broker
October 1997 - January 2001 · 3 yrs 3 mos
Securities America, INC.Broker
March 1997 - July 1997 · 4 mos
State Registrations3 states
NJNYWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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