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Lawrence Orsini
33 Years of Experience
Buffalo, NY
1 DisclosureBroker
Lawrence Orsini is a registered investment advisor at Hsbc Securities (USA) INC., based in Buffalo, NY, with 33 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
239 Van Rensselaer Street, Floor 2, Buffalo, NY, 14210
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2004Settled
Employment History
Current Registrations
Hsbc Securities (USA) INC.
November 2015 - Present · 10 yrs 6 mos
Hsbc Securities (USA) INC.Broker
November 2015 - Present · 10 yrs 6 mos
Hsbc Securities (USA) INC.
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
LPL Financial LLC
January 2012 - November 2014 · 2 yrs 10 mos
LPL Financial LLCBroker
January 2012 - November 2014 · 2 yrs 10 mos
Hsbc Securities (USA) INC.
September 2007 - December 2011 · 4 yrs 3 mos
Hsbc Securities (USA) INC.Broker
September 2007 - December 2011 · 4 yrs 3 mos
Citigroup Global Markets INC.
June 2005 - August 2007 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
June 2005 - August 2007 · 2 yrs 2 mos
Banc of America Investment Services, INC.
October 2004 - February 2005 · 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - February 2005 · 4 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
October 1991 - October 2004 · 13 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.