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CFP
JP
CFP

Jean Prina

Ernst & Young Investment Advisers LLP
35 Years of Experience
Tampa, FL
1 Disclosure
View SEC Summary
View SEC Summary

Jean Prina is a CFP-designated registered investment advisor at Ernst & Young Investment Advisers LLP, based in Tampa, FL, with 35 years of industry experience. Jean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 20 clients.

Ernst & Young Investment Advisers LLP
Compensation
Fixed/Hourly
Firm Size
115 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 N. Franklin Street, Ste. 2400, Tampa, FL, 33602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2018
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
USAA Investment Management Company
January 2018 - May 2018 · 4 mos
USAA Financial Planning Services
May 2010 - January 2018 · 7 yrs 8 mos
USAA Financial Advisors, INC.Broker
April 2010 - May 2018 · 8 yrs 1 mo
MML Investors Services, INC.Broker
January 2010 - March 2010 · 2 mos
Symetra Investment Services, INC.Broker
March 2009 - April 2009 · 1 mo
Symetra Investment Services, INC.
March 2009 - April 2009 · 1 mo
Ameriprise Financial Services, INC.
August 2008 - August 2008 · 0 mos
Ameriprise Financial Services, INC.Broker
June 2008 - August 2008 · 2 mos
UBS Financial Services INC.Broker
October 2007 - December 2007 · 2 mos
Cantor Fitzgerald & CO.Broker
April 2004 - April 2007 · 3 yrs
Raymond James & Associates, INC.Broker
June 1988 - February 2004 · 15 yrs 8 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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