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Dennis Contrestano

Independent Financial Group, LLC
39 Years of Experience
Fresno, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Dennis Contrestano is a registered investment advisor at Independent Financial Group, LLC, based in Fresno, CA, with 39 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1318 East Shaw Avenue, Suite 200, Fresno, CA, 93710

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2018
Final
Employment Separation After Allegations
November 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dennis is a registered representative at Capital Financial & Insurance Services Inc, a DBA used for marketing purposes. He also acts as a co-trustee for his mother's trust account, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Independent Financial Group, LLC
December 2017 - Present · 8 yrs 10 mos
Independent Financial Group, LLCBroker
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLC
October 2006 - December 2017 · 11 yrs 2 mos
RBC Capital Markets, LLCBroker
October 2006 - December 2017 · 11 yrs 2 mos
UBS Financial Services INC.
August 2006 - November 2006 · 3 mos
UBS Financial Services INC.Broker
August 2006 - November 2006 · 3 mos
Piper Jaffray & CO.
September 1997 - August 2006 · 8 yrs 11 mos
Piper Jaffray & CO.Broker
February 1997 - August 2006 · 9 yrs 6 mos
Prudential Securities IncorporatedBroker
November 1986 - February 1997 · 10 yrs 3 mos
State Registrations4 states
CAMOTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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