Robert Gunning
Robert Gunning is a registered investment advisor at Independent Financial Group, LLC, based in Fresno, CA, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1318 East Shaw Avenue, Suite 200, Fresno, CA, 93710
Get directionsHistory
Regulatory History (13)
Judgment / Lien
May 2022Judgment / Lien
December 2020Judgment / Lien
November 2020Judgment / Lien
September 2020Judgment / Lien
September 2020Judgment / Lien
March 2020Judgment / Lien
March 2020Judgment / Lien
January 2020Judgment / Lien
March 2019Judgment / Lien
May 2018Employment Separation After Allegations
February 2018Customer Dispute
April 2004Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Robert is a California insurance agent offering various types of insurance products, dedicating nearly full-time hours to this activity. He is also a registered representative at Capital Financial & Insurance Services Inc (DBA for marketing), and a volunteer board member for the East Fresno Rotary Club and Reading and Beyond, dedicating a few hours per week to each.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Wedbush Morgan Securities INC.
Wedbush Morgan Securities INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.