David Saltzman
David Saltzman is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Alpharetta, GA, with 38 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
8000 Avalon Blvd Suite 925, Alpharetta, GA, 30009
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David owns VDM 305, LLC, a beach condo in Perdido Key, Florida, which serves as his primary residence and is occasionally rented out. He also owns TND Holdings, LLC, which holds other LLCs for asset protection and estate planning purposes.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Prudential Securities IncorporatedBroker
Invest Financial CorporationBroker
Pamco Securities and Insurance ServicesBroker
Bnl Securities INC.Broker
Focus Securities, INC.Broker
Mccarley and Associates, INC.Broker
Ashford Capital CorporationBroker
Shearson Lehman Brothers INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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