JB
JB

Jonathan Bolter

39 Years of Experience
Roseville, CA
2 DisclosuresBroker

Jonathan Bolter is a registered investment advisor at UBS Financial Services INC., based in Roseville, CA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3001 Douglas Blvd, Roseville, CA, 95661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Customer Dispute
July 1995
Settled
Other Business Activities

Jonathan owns rental real estate property since 2020. This activity is investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
August 2014 - Present · 11 yrs 9 mos
UBS Financial Services INC.
August 2014 - Present · 11 yrs 9 mos
UBS Financial Services INC.Broker
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2014 · 5 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2014 · 5 yrs 2 mos
Morgan Stanley & CO. Incorporated
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - June 2009 · 1 yr 5 mos
Wachovia Securities, LLC
March 2001 - January 2008 · 6 yrs 10 mos
Wachovia Securities, LLCBroker
March 1995 - January 2008 · 12 yrs 10 mos
Prudential Securities IncorporatedBroker
November 1991 - April 1995 · 3 yrs 5 mos
Lehman Brothers INC.Broker
November 1986 - December 1991 · 5 yrs 1 mo
State Registrations40 states
AKALAZCACOCTDCDEFLGAHIIAIDILLAMAMDMIMNMOMTNCNENJNMNVNYOHOKORPASCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jonathan Bolter - Financial Advisor | TrueAdvisor