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Bonnie Roy
37 Years of Experience
Boca Raton, FL
1 DisclosureBrokerSells Insurance
Bonnie Roy is a registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 37 years of industry experience. Bonnie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
225 NE Mizner Blvd Ste 5550, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
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Criminal
July 2000Final Disposition
Other Business ActivitiesSells Insurance
Bonnie sells Medicare supplements on nights and weekends since 2019, dedicating a few hours per week. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
Summit Financial Group INC
December 2020 - May 2021 · 5 mos
Cetera Advisor Networks LLC
October 2020 - June 2023 · 2 yrs 8 mos
Vsr Financial Services, INC.Broker
August 2016 - November 2016 · 3 mos
Summit Brokerage Services, INC.Broker
April 2002 - December 2019 · 17 yrs 8 mos
First Union Securities Financial Network, INC.Broker
January 2001 - December 2001 · 11 mos
Jwgenesis Securities, INC.Broker
November 1999 - January 2001 · 1 yr 2 mos
Jw Genesis Clearing CORP.Broker
July 1988 - July 1999 · 11 yrs
State Registrations22 states
AZCACOCTFLGAILKYLAMAMDMIMONJNVNYOHORPASCTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.